Amy Lynn Richardson

Current Employers

Employment History

• 07/2023 → Present
  Tci Wealth Advisors, Inc.
  Denver, CO
• 09/2016 → 06/2023
  Charles Schwab & Co., Inc.
  Lone Tree, CO
• 09/2016 → 12/2016
  Schwab Private Client Investment Advisory, Inc.
  Lone Tree, CO
• 07/2021 → 06/2023
  Charles Schwab Investment Advisory, Inc.
  Lone Tree, CO

Previous Registrations

• 2017-01-18 → 2023-06-26
  Charles Schwab & Co., Inc.
  Lone Tree, CO
• 2016-10-03 → 2017-01-19
  Schwab Wealth Advisory, Inc.
  Lone Tree, CO
  Lone Tree, CO
• 2012-09-21 → 2016-09-08
  Lpl Financial Llc
  Denver, CO
• 2015-04-09 → 2016-08-25
  Brown And Company, Inc.
  Denver, CO
• 2012-07-09 → 2012-07-26
  Lpl Financial Llc
  Denver, CO
• 2009-02-27 → 2011-11-28
  Ubs Financial Services Inc.
  Chicago, IL
  Chicago, IL
• 2009-01-21 → 2009-03-09
  Barclays Capital Inc.
  Chicago, IL
• 2008-07-02 → 2008-10-15
  Lehman Brothers Inc.
  Chicago, IL
  New York, NY

Other Businesses

(1) REAL ESTATE/PROPERTY MANAGEMENT, LITTLETON, COLORADO, 08/18/2017, LANDLORD, RENTAL PROPERTY, LESS THAN 20 HOURS PER MONTH, 0 HOURS DURING SECURITIES TRADING HOURS.; (2) REAL ESTATE/PROPERTY MANAGEMENT, LITTLETON, COLORADO, 07/15/2012, LANDLORD, RENTAL PROPERTY, LESS THAN 20 HOURS PER MONTH, 0 HOURS DURING SECURITIES TRADING HOURS. (3) FINANCIAL PLANNING STANDARDS BOARDS| NOT INVESTMENT RELATED| DENVER, CO| FINANCIAL SERVICES| FPSB PROFESSIONAL STANDARDS COMMITTEE| START DATE OF 2.26.21| FOR LESS THAN 20 HRS PER MONTH, NONE DURING TRADING HOURS| HELP WITH FINANCIAL PLANNING STANDARDS GLOBALLY.

Exams

• S66 Uniform Combined State Law Examination
  2008-07-01

Designations