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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2023-09-07
TX RA APPROVED 2023-09-07
  • NE RA
    APPROVED
    Since 2023-09-07
  • TX RA
    APPROVED
    Since 2023-09-07

Branch Locations

13305 Birch Dr. Suite 203 2Nd Floor, Omaha, NE 68164 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Omaha NE 01/2011 11/2016
Wells Fargo Clearing Services, Llc Omaha NE 11/2016 09/2023
Wells Fargo Advisors Financial Network, Llc Omaha NE 09/2023 Present
Previous Registrations
Other Businesses

RENTAL PROPERTY, INV RELATED, OSAGE BEACH, MO, 100% OWNERSHIP, START 4/21/2021, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, VRBO RENTAL. POWER OF ATTORNEY FOR MOTHER; INV. RELATED; PHOENIX, AZ; START 2/2022; 2 HRS PER MONTH; 2 HRS DURING TRADING. SANGER WEALTH MANAGEMENT, INV RELATED, OMAHA, NE, 100% OWNERSHIP, START 2/1/2023, 10 HOURS PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE. ARVADA WEALTH, LLC, INVT RELATED, OMAHA, NE, 50% OWNERSHIP, START DATE 9/9/2023, 400 HRS PER MONTH, 150 HRS DURING TRADING, PARTNER IN FINET PRACTICE. KAYBELLE LLC; INV RELATED; OSAGE BEACH, MO; 100% OWNERSHIP; HOLDS RENTAL PROPERTY; START DATE 4/21/2021; 20HRS PER MONTH; 0 HRS DURING TRADING. | POWER OF ATTORNEY; INVESTMENT RELATED; OMAHA, NE; POWER OF ATTORNEY; 05/2022; 10 HOURS A MONTH; 10 HOURS DURING TRADE HOURS; POWER OF ATTORNEY FOR MOTHER-IN-LAW FORTIVIDA LLC ; INV RELATED; BENNINGTON, NE; CONSULTING ;100% OWNERSHIP; START DATE: 11/03/2025; 10 HRS PER MONTH; 0 HRS DURING TRADING; | INSURANCE SALES; NOT INV RELATED;OMAHA,NE; FINET;100% OWNERSHIP; START DATE: 05/20/2026; 2 HRS PER MONTH; 2 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-04-28
S63 Uniform Securities Agent State Law Examination 2000-04-20
  • S65 Uniform Investment Adviser Law Examination
    2000-04-28
  • S63 Uniform Securities Agent State Law Examination
    2000-04-20
Other Names
  • Shawn Patrick Sanger

View on SEC IAPD

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