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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-05
  • CA RA
    APPROVED
    Since 2026-06-05

Branch Locations

3150 Crow Canyon Road, San Ramon, CA 94583-1332 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank San Jose/Los Gatos/San Jose CA 08/2006 05/2026
Wells Fargo Advisors Llc San Jose CA 01/2011 11/2016
Wells Fargo Bank, N.A. Danville CA 08/2022 05/2023
Charles Schwab & Co., Inc. San Ramon CA 05/2026 Present
Charles Schwab Bank, Ssb San Ramon CA 05/2026 Present
Wells Fargo Clearing Services, Llc San Jose CA 11/2016 07/2022
  • 08/2006 → 05/2026
    Wells Fargo Bank
    San Jose/Los Gatos/San Jose, CA
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    San Jose, CA
  • 08/2022 → 05/2023
    Wells Fargo Bank, N.A.
    Danville, CA
  • 05/2026 → Present
    San Ramon, CA
  • 05/2026 → Present
    Charles Schwab Bank, Ssb
    San Ramon, CA
  • 11/2016 → 07/2022
    San Jose, CA
Previous Registrations
  • 2011-01-03 → 2026-06-03
    San Jose, CA
    San Jose, CA
    San Jose, CA
    San Jose, CA
    Walnut Creek, CA
    Danville, CA
    San Ramon, CA
  • 2008-04-14 → 2011-01-03
    Wells Fargo Investments, Llc
    San Jose, CA
    San Jose, CA
    Los Gatos, CA
Other Businesses

1) Radhika Srinivasan Rental Property 3|Investment Related:No|Real Estate (Non-Agent/Broker)|Co-Owner|2025-08-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Rental Property. 2) Radhika Srinivasan Rental Property 2|Investment Related:No|12305 JULIE LN;SARATOGA;CA;95070;USA|Real Estate (Non-Agent/Broker)|Co-Owner|2022-09-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Get rental income. Property being managed by a property management company. 3) Radhika Srinivasan Rental Property|Investment Related:No|2411 N THOMAS ;VISALIA;CA;93292;USA|Real Estate (Non-Agent/Broker)|Co-Owner|2021-09-08|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Get rental income. Property being managed by a property management company.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-11
  • S66 Uniform Combined State Law Examination
    2008-04-11

View on SEC IAPD

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