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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-08-21
  • TX RA
    APPROVED
    Since 2017-08-21

Branch Locations

4200 Amon Carter Blvd Ci Client Services, Fort Worth, TX 76155 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 10/2009 02/2017
Bank Of America, N.A. Lincoln RI 12/2013 02/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Arlington TX 07/2017 Present
Bank Of America, N.A. Arlington TX 07/2017 Present
Unemployed Cranston RI 02/2017 07/2017
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-01
  • S66 Uniform Combined State Law Examination
    2008-07-01
Other Names
  • Paul Emile Dorsey
  • Paul Dorsey

View on SEC IAPD

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