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Commonwealth Financial Network CRD 8032
$213B regulatory AUM 20,450 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2014-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Center, Inc. | Fairbury | IL | 02/2008 | Present |
| Commonwealth Financial Network | Waltham | MA | 11/2011 | Present |
1. RENTING FARMLAND; OWNER; NOT INVESTMENT RELATEDL NOT PERFORMED AT BRANCH
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 2012-01-05 |
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