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Current Employers
International Assets Investment Management, Llc

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-02-16
  • FL RA
    APPROVED
    Since 2022-02-16

Branch Locations

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Concourse Financial Group Securities (Fka Proequities, Inc) Orlando FL 09/2016 11/2021
Dba--Hamilton Paul Group (Hpl Llc) Longwood FL 09/2016 09/2019
(Dba) Security Financial Management Orlando FL 09/2019 11/2021
International Assets Advisory, Llc Orlando FL 01/2022 Present
International Assets Investment Management, Llc Orlando FL 01/2022 Present
  • 09/2016 → 11/2021
    Concourse Financial Group Securities (Fka Proequities, Inc)
    Orlando, FL
  • 09/2016 → 09/2019
    Dba--Hamilton Paul Group (Hpl Llc)
    Longwood, FL
  • 09/2019 → 11/2021
    (Dba) Security Financial Management
    Orlando, FL
  • 01/2022 → Present
    International Assets Advisory, Llc
    Orlando, FL
  • 01/2022 → Present
    Orlando, FL
Previous Registrations
  • 2016-09-19 → 2021-12-07
    Concourse Financial Group Securities, Inc.
    Longwood, FL
    Orlando, FL
  • 2014-09-15 → 2016-09-06
    Waddell & Reed
    Maitland, FL
  • 2012-04-10 → 2014-08-18
    Greensburg, PA
  • 2010-08-16 → 2012-05-09
    Nav Wealth Advisors, Llc
    Sarasota, FL
  • 2010-08-16 → 2010-12-31
    Nav Wealth Advisors, Llc
    Orlando, FL
    Orlando, FL
  • 2008-05-01 → 2010-06-04
    Orlando, FL
Other Businesses

1) INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC - 111 N ORANGE AVE, STE 1000, ORLANDO, FL 32801 - RIA AFFILIATE OF INTERNATIONAL ASSETS ADVISORS - SUPERVISOR SINCE 01/2022 - APPROX 40 HRS/MO - SALARY 2) JACOB GODFREY, INSURANCE AGENT, 111 N ORANGE AVE, STE 1000, ORLANDO, FL 32801 - LIFE AND ANNUITY SALES, AGENT SINCE 04/2026 - APPROX 2 HRS/MO - COMMISSION

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-11-21
S65 Uniform Investment Adviser Law Examination 2007-12-17
  • S63 Uniform Securities Agent State Law Examination
    2012-11-21
  • S65 Uniform Investment Adviser Law Examination
    2007-12-17

View on SEC IAPD

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