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Clifton Paul Higgs

Bfc Planning, Inc.

Cedar Rapids, IA

Denton, TX

CRD 5492596

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Employer firm

Bfc Planning, Inc. CRD 119682

$3.84B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Bfc Planning, Inc.

4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-01-03
  • TX RA
    APPROVED
    Since 2017-01-03

Branch Locations

4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States

311 N I-35E Suite 110, Denton, TX 76207 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 02/2013 12/2016
Cambridge Investment Research Advisors, Inc Fairfield IA 02/2013 12/2016
Securities Management And Research, Inc Denton TX 01/2017 Present
Bfc Planning, Inc Denton TX 01/2017 Present
Previous Registrations
Other Businesses

1. CLIFF HIGGS-N-HICKORY CREEK, TX-INDEPENDENT INSURANCE AGENT-AGENT-01/2017-.5-01-HEALTH INSURANCE. 2. AMERICAN NATIONAL-N-DENTON, TX-INDEPENDENT INSURANCE AGENT-MLGA-10/2019-10-02-TRAIN AND RECRUIT. 3. THE HERITAGE GROUP-Y-DENTON, TX-DBA NAME-OWNER-07/2018-160-160-INSURANCE AND SECURITIES DBA NAME. 4. Heritage Insurance Group of Texas- N- Denton, TX- P&C Insurance- Sole Member- 09/2024- 10- 0- Selling property and casualty insurance.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-22
S63 Uniform Securities Agent State Law Examination 2008-11-18
  • S66 Uniform Combined State Law Examination
    2011-09-22
  • S63 Uniform Securities Agent State Law Examination
    2008-11-18
Other Names
  • Cliff Paul Higgs

View on SEC IAPD

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