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Michelle Renee Emmons

Southeast Financial Advisors

Greenville, SC

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Current Employers
Southeast Financial Advisors

C/O 107 Manly Street, Greenville, SC 29601 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2011-03-01
  • SC RA
    APPROVED
    Since 2011-03-01

Branch Locations

C/O 107 Manly Street, Greenville, SC 29601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Southeast Financial Advisors Greenville SC 10/2005 Present
Sfa Financial, Llc Greeniville SC 10/2009 12/2023
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-02-25
S63 Uniform Securities Agent State Law Examination 2009-12-31
  • S65 Uniform Investment Adviser Law Examination
    2011-02-25
  • S63 Uniform Securities Agent State Law Examination
    2009-12-31

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC. · GREENVILLE, SC
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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · GREENVILLE, SC
THE HUNTINGTON INVESTMENT COMPANY · Greenville, SC
THE HUNTINGTON INVESTMENT COMPANY · Greenville, SC
AMERIPRISE FINANCIAL SERVICES, LLC · Greenville, SC
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