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Thomas James Trimble

Wells Fargo Clearing Services, LLC

Hagerstown, MD

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-03-04
MD RA APPROVED 2012-01-04
  • TX RA
    APPROVED_RES
    Since 2015-03-04
  • MD RA
    APPROVED
    Since 2012-01-04

Branch Locations

13200 Fountain Head Plz, Ste 102 Fountainhead One, Hagerstown, MD 21742 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Hagerstown MD 01/2012 11/2016
Wells Fargo Clearing Services, Llc Hagerstown MD 11/2016 Present
Previous Registrations
  • 2008-08-18 → 2012-01-04
    New England Securities
    Elkridge, MD
    Hunt Valley, MD
    Hagerstown, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-08-07
S63 Uniform Securities Agent State Law Examination 2008-03-04
  • S65 Uniform Investment Adviser Law Examination
    2008-08-07
  • S63 Uniform Securities Agent State Law Examination
    2008-03-04
Other Names
  • Thomas Trimble

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES
CALTON & ASSOCIATES, INC.
LEGACY INVESTMENT STRATEGIES, LLC

Other Investors

DANIEL ALLEN NORRIS
JEREMY FRANK DOUGLAS
JEREMY SAUERS
Darrell Edward Evans
ANNE RAGHU
TIMOTHY BEALS PANTHER
Kathleen Suzanne Schwartz
BECKY SUE LYNCH

Other Offices

MML INVESTORS SERVICES, LLC · Hagerstown, MD
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · HAGERSTOWN, MD
LPL FINANCIAL LLC · HAGERSTOWN, MD
AMERIPRISE FINANCIAL SERVICES, LLC · Hagerstown, MD
STATE FARM INVESTMENT MANAGEMENT CORP. · Hagerstown, MD
EDWARD JONES · HAGERSTOWN, MD
CALTON & ASSOCIATES, INC. · Hagerstown, MD
LEGACY INVESTMENT STRATEGIES, LLC · Hagerstown, MD

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