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Crystal L Carlson

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Madison, WI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-05-20
WI RA APPROVED 2012-12-10
  • TX RA
    APPROVED_RES
    Since 2014-05-20
  • WI RA
    APPROVED
    Since 2012-12-10

Branch Locations

2 E Mifflin St, Madison, WI 53703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Madison WI 11/2012 Present
Bank Of America, N.A. Madison WI 06/2013 Present
Previous Registrations
  • 2010-04-14 → 2012-11-13
    Filbrandt Investment Advisers Incorporated
    Middleton, WI
  • 2008-07-08 → 2010-04-14
    Sva Wealth Management, Inc.
    Madison, WI
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-01-25
S65 Uniform Investment Adviser Law Examination 2008-07-07
  • S63 Uniform Securities Agent State Law Examination
    2013-01-25
  • S65 Uniform Investment Adviser Law Examination
    2008-07-07
Other Names
  • Crystal Lyn Hawks
  • Crystal L Hawks

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC · Madison, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Madison, WI
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EAGLE STRATEGIES LLC · MADISON, WI
VALMARK ADVISERS, INC. · Madison, WI
GREENPOINT ASSET MANAGEMENT V LLC · MADISON, WI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · MADISON, WI

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