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706 North 129Th Street, Suite 115, Omaha, NE 68154 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-11-07 |
Branch Locations
C/O Ses Services 8655 East Via De Ventura, Suite F-127, Scottsdale, AZ 85258 • United States
19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-09-03 |
| TX | RA | APPROVED_RES | 2024-08-13 |
Branch Locations
19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States
8655 East Vía De Ventura Suite F-127, Scottsdale, AZ 85258 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ses Services, Llc | Scottsdale | AZ | 08/2006 | Present |
| Synergy One Lending Dba Retirement Funding Solutions | Scottsdale | AZ | 11/2016 | 06/2019 |
| Andorra Capital, Llc | Omaha | NE | 02/2017 | Present |
| Alphastar Capital Management | Cornelius | NC | 08/2024 | Present |
| Capital Group/American Funds | Carmel | IN | 04/2024 | Present |
| Monetary Metals | Scottsdale | AZ | 08/2023 | Present |
| Wish You Were Here, Llc | Scottsdale | AZ | 09/2021 | Present |
| Oscar Padilla Mexican Insurance Services, Inc. | Calexico | CA | 03/2024 | Present |
| Secure Estate Solutions, Llc | Scottsdale | AZ | 06/2024 | Present |
(1)Andorra Capital - 2/27/2017, 706 N. 129th Street, Suite 115 Omaha, NE 68154, 33% Owner, 5 hours per month, 0 during market hours. (2)Senior Tax Network - 2/24/2011, 8655 E Via De Ventura Suite F-127, Scottsdale, AZ 85258, 50% Owner, 5 hours per month, 0 during market hours. (3)SES Services, LLC - 8/23/2006, 8655 E Via De Ventura Suite F-127, Scottsdale, AZ 85262, 100% Owner, 100 hours per month, 100 during market hours. (4)Capital Group/American Funds - 4/1/2024, 12711 N. Meridian Street Carmel, IN 46032. Advisor, 1 hour per month, 0 during market hours. (5)Monetary Metals - 8/11/2023, 4343 N Scottsdale Road Suite 150 Scottsdale, AZ 85251, Referrer, 1 hour per month, 0 during market hours. (6)Wish You Were Here, LLC - 9/16/2021, 11214 E Oberlin Way, Scottsdale, AZ 85262, 100% Owner, 5 hours per month, 0 during market hours. (7)Oscar Padilla Mexican Insurance Services, Inc., 3/23/2024, 825 Imperial Ave Calexico, CA 92231, Sales Agent, 1 hour per month, 0 during market hours. (8)Brenneis Insurance - 8/15/2016, 129 South 13th St., Tekamah, NE 68061, Insurance Sales, 1 hour per month, 0 during market hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-02-22 |
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