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Current Employers
Andorra Capital

706 North 129Th Street, Suite 115, Omaha, NE 68154 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-11-07
  • AZ RA
    APPROVED
    Since 2024-11-07

Branch Locations

C/O Ses Services 8655 East Via De Ventura, Suite F-127, Scottsdale, AZ 85258 • United States

Alphastar Capital Management

19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-09-03
TX RA APPROVED_RES 2024-08-13
  • AZ RA
    APPROVED
    Since 2024-09-03
  • TX RA
    APPROVED_RES
    Since 2024-08-13

Branch Locations

19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States

8655 East Vía De Ventura Suite F-127, Scottsdale, AZ 85258 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ses Services, Llc Scottsdale AZ 08/2006 Present
Synergy One Lending Dba Retirement Funding Solutions Scottsdale AZ 11/2016 06/2019
Andorra Capital, Llc Omaha NE 02/2017 Present
Alphastar Capital Management Cornelius NC 08/2024 Present
Capital Group/American Funds Carmel IN 04/2024 Present
Monetary Metals Scottsdale AZ 08/2023 Present
Wish You Were Here, Llc Scottsdale AZ 09/2021 Present
Oscar Padilla Mexican Insurance Services, Inc. Calexico CA 03/2024 Present
Secure Estate Solutions, Llc Scottsdale AZ 06/2024 Present
  • 08/2006 → Present
    Ses Services, Llc
    Scottsdale, AZ
  • 11/2016 → 06/2019
    Synergy One Lending Dba Retirement Funding Solutions
    Scottsdale, AZ
  • 02/2017 → Present
    Andorra Capital, Llc
    Omaha, NE
  • 08/2024 → Present
    Cornelius, NC
  • 04/2024 → Present
    Capital Group/American Funds
    Carmel, IN
  • 08/2023 → Present
    Monetary Metals
    Scottsdale, AZ
  • 09/2021 → Present
    Wish You Were Here, Llc
    Scottsdale, AZ
  • 03/2024 → Present
    Oscar Padilla Mexican Insurance Services, Inc.
    Calexico, CA
  • 06/2024 → Present
    Secure Estate Solutions, Llc
    Scottsdale, AZ
Previous Registrations
Other Businesses

(1)Andorra Capital - 2/27/2017, 706 N. 129th Street, Suite 115 Omaha, NE 68154, 33% Owner, 5 hours per month, 0 during market hours. (2)Senior Tax Network - 2/24/2011, 8655 E Via De Ventura Suite F-127, Scottsdale, AZ 85258, 50% Owner, 5 hours per month, 0 during market hours. (3)SES Services, LLC - 8/23/2006, 8655 E Via De Ventura Suite F-127, Scottsdale, AZ 85262, 100% Owner, 100 hours per month, 100 during market hours. (4)Capital Group/American Funds - 4/1/2024, 12711 N. Meridian Street Carmel, IN 46032. Advisor, 1 hour per month, 0 during market hours. (5)Monetary Metals - 8/11/2023, 4343 N Scottsdale Road Suite 150 Scottsdale, AZ 85251, Referrer, 1 hour per month, 0 during market hours. (6)Wish You Were Here, LLC - 9/16/2021, 11214 E Oberlin Way, Scottsdale, AZ 85262, 100% Owner, 5 hours per month, 0 during market hours. (7)Oscar Padilla Mexican Insurance Services, Inc., 3/23/2024, 825 Imperial Ave Calexico, CA 92231, Sales Agent, 1 hour per month, 0 during market hours. (8)Brenneis Insurance - 8/15/2016, 129 South 13th St., Tekamah, NE 68061, Insurance Sales, 1 hour per month, 0 during market hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-02-22
  • S65 Uniform Investment Adviser Law Examination
    2017-02-22

View on SEC IAPD

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