Thomas J. Fitzpatrick

Employer firm

Madison Avenue Securities, LLC CRD 23224

$2.02B regulatory AUM 31 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1984 → Present
  Fitzpatrick, Bongiovanni & Kelly, P.C.
  Marmora, NJ
• 11/2015 → 10/2018
  Summit Brokerage Services
  Marmora, NJ
• 02/2016 → 10/2018
  Cetera Investment Advisers Llc
  Marmora, NJ
• 01/2018 → 10/2018
  Summit Financial Group
  Marmora, NJ
• 10/2018 → 08/2024
  Triad Advisors
  Norcross, GA
• 10/2018 → 10/2024
  Triad Hybrid Solutions
  Norcross, GA
• 08/2024 → 10/2024
  Osaic Wealth, Inc.
  Ocean View, NJ
• 10/2024 → Present
  Oxford Retirement Advisors
  Atlanta, GA
• 10/2024 → Present
  Madison Avenue Securities
  San Diego, CA

Previous Registrations

• 2018-10-10 → 2024-10-09
  Osaic Advisory Services, Llc
  Ocean View, NJ
  Atlanta, GA
• 2016-02-09 → 2018-10-08
  Cetera Investment Advisers Llc
  Ocean View, NJ
• 2018-01-03 → 2018-10-08
  Summit Financial Group Inc
  Ocean View, NJ
• 2008-02-19 → 2015-12-11
  Kestra Investment Services, Llc
  Austin, TX
  Marmora, NJ

Other Businesses

1.) Name: Residential Rental; Address: 4907 Haven Ave Ocean City, NJ 08226; Investment Related: No; Position: Manager; Duties: Management, sign lease, etc. Minimal time; Hours Per Week: Less Than an Hour; Start Date: 5/1/2015; 2.) Name: Fitzpatrick Bongiovanni & Kelly, PC; Address: 293 S Shore Rd Marmora, NJ 08223; Investment Related: No; Position: CPA, tax preparer, financial planning; Duties: Tax work mostly during tax season; Hours Per Week: 10 Hours; Start Date: 01/1997; 3.) Name: Rosie Glasses Investments, LLC; Address: 4907 Haven Ave Ocean city NJ 08226; Investment Related: No; Position: Management; Duties: Buying and selling property, manage improvements; Hours Per Week: Less than an hour; Start Date: 8/23/2017; 4.) Name: Insurance Sales; Investment Related: No; Position & Duties: Referral; Hours Per Week: Less than an hour; Start Date: 10/2003; 5.) Name: Oxford Retirement Advisors; Address: 1314 Rt 9 Ocean View NJ 08230; Investment Related: Yes; Position & Duties: Investment Representative; Hours Per Week: 20 Hours; Start Date: 10/7/2024 Insurance License - NJ - 1014957 - Life, Accident & Health or Sickness, Variable Life and Variable Annuity

Exams

• S66 Uniform Combined State Law Examination
  2008-03-10

Designations

• Certified Financial Planner
• Personal Financial Specialist