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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-08-19
  • SC RA
    APPROVED
    Since 2024-08-19

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

2050 Corporate Centre Dr, Myrtle Beach, SC 29577 • United States

320 Broad St 4Th Fl [Rbo], Charleston, SC 29401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charleston SC 04/2017 06/2017
Unemployed Charleston SC 08/2016 04/2017
Bank Of America, N.A. Charleston SC 06/2017 08/2024
Wells Fargo Clearing Services, Llc Myrtle Beach SC 08/2024 Present
Previous Registrations
Other Businesses

TRUSTEE FOR FATHER'S TRUST; INV. RELATED; CHARLESTON, SC; START DATE 10/28/2014; 1 HOUR PER MONTH; 0 HOURS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-05
  • S66 Uniform Combined State Law Examination
    2008-04-05
Other Names
  • James Joseph Vance
  • Joseph Vance
  • James Vance

View on SEC IAPD

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