Taylor Lee Bottom

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 07/2021
  Waddell & Reed, Inc
  Salt Lake City, UT
• 08/2014 → 07/2021
  Various Insurance Carriers For W&R Insurance Agencies
  Cottonwood Heights, UT
• 10/2015 → Present
  Business Networking International (Wealth Masters)
  Murray, UT
• 10/2019 → Present
  Ronin Bottom Llc
  Salt Lake City, UT
• 07/2021 → Present
  Lpl Financial, Llc
  Salt Lake City, UT

Previous Registrations

• 2014-10-14 → 2021-07-21
  Waddell & Reed
  Clearfield, UT
  Scottsdale, AZ
  Las Vegas, NV
  Salt Lake City, UT

Other Businesses

1. 02/28/2022 - I Ronin Bottom LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Owner - Start Date - 2019 - 160 Hours Per Month. 2. 01/11/2023 - Rise Wealth Management & Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2023 - 10 Hours Per Month/0 Hours During Securities Trading. 3. 05/09/2024 - Modern Life Insurance - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 01/05/2024 - 10 Hours Per Month/ 0 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2014-10-13

Other Names

• Taylor Lee Botlam