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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-07-21
UT RA APPROVED 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2021-07-21
  • UT RA
    APPROVED
    Since 2021-07-21

Branch Locations

488 E Winchester St Ste 400, Salt Lake City, UT 84107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Salt Lake City UT 08/2014 07/2021
Various Insurance Carriers For W&R Insurance Agencies Cottonwood Heights UT 08/2014 07/2021
Business Networking International (Wealth Masters) Murray UT 10/2015 Present
Ronin Bottom Llc Salt Lake City UT 10/2019 Present
Lpl Financial, Llc Salt Lake City UT 07/2021 Present
  • 08/2014 → 07/2021
    Waddell & Reed, Inc
    Salt Lake City, UT
  • 08/2014 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Cottonwood Heights, UT
  • 10/2015 → Present
    Business Networking International (Wealth Masters)
    Murray, UT
  • 10/2019 → Present
    Ronin Bottom Llc
    Salt Lake City, UT
  • 07/2021 → Present
    Salt Lake City, UT
Previous Registrations
  • 2014-10-14 → 2021-07-21
    Waddell & Reed
    Clearfield, UT
    Scottsdale, AZ
    Las Vegas, NV
    Salt Lake City, UT
Other Businesses

1. 02/28/2022 - I Ronin Bottom LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Owner - Start Date - 2019 - 160 Hours Per Month. 2. 01/11/2023 - Rise Wealth Management & Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2023 - 10 Hours Per Month/0 Hours During Securities Trading. 3. 05/09/2024 - Modern Life Insurance - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 01/05/2024 - 10 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-13
  • S66 Uniform Combined State Law Examination
    2014-10-13
Other Names
  • Taylor Lee Botlam

View on SEC IAPD

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