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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-07-21 |
| UT | RA | APPROVED | 2021-07-21 |
Branch Locations
488 E Winchester St Ste 400, Salt Lake City, UT 84107 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Salt Lake City | UT | 08/2014 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Cottonwood Heights | UT | 08/2014 | 07/2021 |
| Business Networking International (Wealth Masters) | Murray | UT | 10/2015 | Present |
| Ronin Bottom Llc | Salt Lake City | UT | 10/2019 | Present |
| Lpl Financial, Llc | Salt Lake City | UT | 07/2021 | Present |
1. 02/28/2022 - I Ronin Bottom LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Owner - Start Date - 2019 - 160 Hours Per Month. 2. 01/11/2023 - Rise Wealth Management & Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2023 - 10 Hours Per Month/0 Hours During Securities Trading. 3. 05/09/2024 - Modern Life Insurance - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 01/05/2024 - 10 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-13 |
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