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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2017-05-05
  • WI RA
    APPROVED
    Since 2017-05-05

Branch Locations

320 S Pearl St, New London, WI 54961 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Community First Credit Union Appleton WI 11/2015 05/2017
Cuso Financial Services, Lp San Diego CA 11/2015 05/2017
Ameriprise Financial Services Inc New London WI 05/2017 03/2020
Ameriprise Financial Service, Llc New London WI 05/2017 Present
  • 11/2015 → 05/2017
    Community First Credit Union
    Appleton, WI
  • 11/2015 → 05/2017
    Cuso Financial Services, Lp
    San Diego, CA
  • 05/2017 → 03/2020
    Ameriprise Financial Services Inc
    New London, WI
  • 05/2017 → Present
    Ameriprise Financial Service, Llc
    New London, WI
Previous Registrations
Other Businesses

Real Estate Ownership; Single Family; 108 E Pine St , , New London, WI, 54961; Not Investment-Related; 10/01/2024. Business Ownership; St Marie Tax Prep; Owner; Tax Preparation; 1503 Cedarhurst Dr, , New London, WI, 54961; Not Investment-Related; 01/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; New London Utility Commission; Member; 400 E. North Water St. New London, WI 54961, ,; Not Investment-Related; 05/15/2018; 1 to 9 hours per month; 1 to 9 during trading hours / MPB Finance Council; Chair: Finance Council; 712 S Pearl St, , New London, WI, 54961; Investment-Related; 08/16/2023; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-24
  • S66 Uniform Combined State Law Examination
    2008-07-24
Other Names
  • Michael St. Marie
  • Michael James St. Marie

View on SEC IAPD

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