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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2017-05-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Community First Credit Union | Appleton | WI | 11/2015 | 05/2017 |
| Cuso Financial Services, Lp | San Diego | CA | 11/2015 | 05/2017 |
| Ameriprise Financial Services Inc | New London | WI | 05/2017 | 03/2020 |
| Ameriprise Financial Service, Llc | New London | WI | 05/2017 | Present |
Real Estate Ownership; Single Family; 108 E Pine St , , New London, WI, 54961; Not Investment-Related; 10/01/2024. Business Ownership; St Marie Tax Prep; Owner; Tax Preparation; 1503 Cedarhurst Dr, , New London, WI, 54961; Not Investment-Related; 01/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; New London Utility Commission; Member; 400 E. North Water St. New London, WI 54961, ,; Not Investment-Related; 05/15/2018; 1 to 9 hours per month; 1 to 9 during trading hours / MPB Finance Council; Chair: Finance Council; 712 S Pearl St, , New London, WI, 54961; Investment-Related; 08/16/2023; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-24 |
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