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Chad Michael Backes

Osaic Institutions, Inc.

Stevens Point, WI

Marshfield, WI

New London, WI

Meriden, CT

New London, WI

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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-07-13
  • WI RA
    APPROVED
    Since 2026-07-13

Branch Locations

5500 Carrie Frost Dr., Stevens Point, WI 54482 • United States

1700 N. Central Ave, Suite 101, Marshfield, WI 54448 • United States

220 W Waupaca St., New London, WI 54961 • United States

538 Preston Avenue, Meriden, CT 06450-4858 • United States

220 W. Waupaca St, New London, WI 54961 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America New London WI 03/2007 11/2017
Lpl Financial Llc New London WI 11/2017 07/2026
Osaic Institutions, Inc. Meriden CT 07/2026 Present
First State Bank New London WI 03/2007 Present
  • 03/2007 → 11/2017
    Investment Centers Of America
    New London, WI
  • 11/2017 → 07/2026
    Lpl Financial Llc
    New London, WI
  • 07/2026 → Present
    Osaic Institutions, Inc.
    Meriden, CT
  • 03/2007 → Present
    First State Bank
    New London, WI
Previous Registrations
  • 2017-11-29 → 2026-07-13
    Lpl Financial Llc
    Dale, WI
    Manawa, WI
    Clintonville, WI
    Cecil, WI
    Waupaca, WI
    Rudolph, WI
    New London, WI
    Manawa, WI
    Waupaca, WI
    Clintonville, WI
    Stevens Point, WI
    Marshfield, WI
    Wisconsin Rapids, WI
    Waupaca, WI
  • 2001-10-03 → 2017-12-05
    Investment Centers Of America, Inc.
    Appleton, WI
    Appleton, WI
    Appleton, WI
    New London, WI
    Cecil, WI
    Clintonville, WI
    Manawa, WI
    Dale, WI
    Waupaca, WI
    Rudolph, WI
    Appleton, WI
  • 2005-09-09 → 2007-03-02
    Sii Investments, Inc.
    Appleton, WI
    Appleton, WI
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-30
S63 Uniform Securities Agent State Law Examination 1999-10-26
  • S66 Uniform Combined State Law Examination
    2005-08-30
  • S63 Uniform Securities Agent State Law Examination
    1999-10-26

View on SEC IAPD

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