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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2014-03-13 |
Branch Locations
4000 Smith Road Suite 300, Cincinnati, OH 45209 • United States
Lebanon, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors,Llc | Ny | NY | 02/2014 | 06/2020 |
| Axa Equitable | Columbus | OH | 01/2018 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 02/2014 | Present |
| Equitable Advisors, Llc | New York | NY | 01/2018 | Present |
1. Events by KT, passive investor, start 09/2020, Lebanon OH, approximately 1 hour per month during non- securities related hours. 2. Shaken LLC, Interview Bartenders, Start 06/2024, Lebanon OH, approximately 2 hours per mounth during non-securities related hours. 3. The Bontany Bar, Owner, Start 10/2025, Lebanon OH, approximately 12 hours per month during non-securities related hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-08-27 |
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