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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-12 |
| AZ | RA | APPROVED | 2017-05-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | St Cloud | MN | 04/2017 | Present |
| Cetera Investment Advisers Llc | Phoenix | AZ | 04/2017 | Present |
| First Fidelity Bank | Phoenix | AZ | 03/2017 | Present |
| Unemployed | Phoenix | AZ | 08/2016 | 03/2017 |
1.)AS PART OF BANK ROLE, MORTGAGE LOANS;HOME EQTY LOC'S; PRIVATE BANKING-10-15HRS WK. 2.)THIRD PARTY INSURANCE, ANNUITIES THROUGH MASSMUTUAL FINANCIAL GROUP. 3.) BOARD MEMBER AND VICE PRESIDENT OF CHILD CRISIS OF ARIZONA FOUNDATION; OVERSEES THE ENDOWMENT 4.) THE THUNDERBIRDS. VOLUNTEER FOR LOCAL CHARITY EVENTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-19 |
| S65 | Uniform Investment Adviser Law Examination | 2006-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-08 |
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