Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-12-12 |
| MI | RA | APPROVED | 2016-08-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Troy | MI | 07/2016 | Present |
| Strategic Financial Services | Troy | MI | 07/2016 | Present |
1) 08/08/2016 - Strategic Financial Services - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 7/25/2016 - 180 hr/mth 2) 9/28/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:09/18/2018 - 2 Hours Per Month/0 Hours During Trading. 3) 2/12/2021 - Financial Wellness Managers, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/01/2021 - 40 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 2008-03-28 |
Reach out to this advisor