Tracey Marie Stofa

Current Employers

Employment History

• 06/2011 → 07/2022
  Morgan Stanley
  Cincinnati, OH
• 05/2016 → 07/2022
  Morgan Stanley Private Bank, N.A.
  New York, NY
• 08/2022 → Present
  Touchstone Securities Inc
  Cincinnati, OH
• 07/2022 → Present
  Fort Washington
  Cincinnati, OH

Previous Registrations

• 2009-06-01 → 2022-08-02
  Morgan Stanley
  Cincinnati, OH
  Cincinnati, OH
  Beavercreek, OH
  Cincinnati, OH
  Cincinnati, OH
  Cincinnati, OH
• 2008-04-23 → 2009-06-01
  Citigroup Global Markets Inc.
  Cincinnati, OH

Other Businesses

1) Name of other business: Greater Cincinnati Alzheimer's Association; Investment related No; Address of other business: Cincinnati, Ohio; Nature: Community Awareness, programs and fundraising; Position: Co Chair to spring Gala, Board Member; Start date 8/2021 (for Spring Gala) and 8/2022 for Board Member; Approximate number of hours/month: 1-5; 1-5 hours per month during trading hours; Duties include: Chair Spring Gala, Improve community Awareness, provide oversight on alignment with vision and mission. 2) Name of other business: Bethesda Foundation; Not investment related; Address of other Business: Cincinnati OH, 45242; Nature of other Business: Connects people with desire to improve quality of life for patients and families; Position: Board of Trustees; Start date: January 2021; Approximate number of hours/month: 1-5; 1-5 hours per month during trading hours; Duties include: Community awareness and fundraising - for various events. 3) Fort Washington Investment Advisors; investment related; 303 Broadway, Suite 1200, Cincinnati, OH 45202; RIA / Investment Management; Managing Dir & Head PC Group; relationship started 7/2022; 120 - 180 per month; 120 -130 during trading hours; Management Business Development and Client Services. 4) Name of other business: Greater Cincinnati Foundation; Not an investment firm but GCF approves various investment advisors who manage assets of nonprofits vetted by GCF; Address of other Business: 720 E Pete Rose Way #120, Cincinnati, OH 45202; Nature of other Business: Connect generous people with trusted nonprofits; Position: Governing Board Member; Start date: February 16, 2026; Approximate number of hours/month: 1-5; 1-5 hours per month during trading hours; Duties include: Help guide GCF and team with strategic planning and community impact.

Exams

• S66 Uniform Combined State Law Examination
  2008-04-17

Other Names

• Tracey Marie Stofa
• Tracey Stofa Rudd
• Tracey Marie Rudd