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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-04-13
NH RA APPROVED 2010-05-19
  • TX RA
    APPROVED_RES
    Since 2022-04-13
  • NH RA
    APPROVED
    Since 2010-05-19

Branch Locations

875 Greenland Road Unit B5, Portsmouth, NH 03801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Bedford NH 04/2008 Present
Mml Investors Services, Incorporated Bedford NH 04/2008 Present
  • 04/2008 → Present
    Massmutual Life Insurance Company
    Bedford, NH
  • 04/2008 → Present
    Mml Investors Services, Incorporated
    Bedford, NH
Other Businesses

Name: Ian Frederick Inv rel: Y Add: 560 Exeter Rd Hampton NH 03842 Nature: NonMMLIA Insurance Brokerage Position: sales Start date: 12/01/2015 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: Group Health

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-05-15
S63 Uniform Securities Agent State Law Examination 2008-03-20
  • S66 Uniform Combined State Law Examination
    2010-05-15
  • S63 Uniform Securities Agent State Law Examination
    2008-03-20
Other Names
  • Ian Frederick

View on SEC IAPD

Other Firms

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Other Offices

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