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Christine Ann Melancon

Cetera Investment Advisers LLC

Phoenix, AZ

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2019-06-27
  • AZ RA
    APPROVED
    Since 2019-06-27

Branch Locations

1702 E. Highland Ave Suite 204, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Services Phoeniz AZ 01/2008 06/2019
Christine Melancon Llc Peoria AZ 08/2015 Present
Foresters Advisory Services Phoenix AZ 05/2016 06/2019
Cetera Investment Services Llc St Cloud MN 06/2019 Present
Cetera Investment Advisers Llc Phoenix AZ 06/2019 Present
  • 01/2008 → 06/2019
    Foresters Financial Services
    Phoeniz, AZ
  • 08/2015 → Present
    Christine Melancon Llc
    Peoria, AZ
  • 05/2016 → 06/2019
    Foresters Advisory Services
    Phoenix, AZ
  • 06/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2019 → Present
    Cetera Investment Advisers Llc
    Phoenix, AZ
Previous Registrations
  • 2016-05-24 → 2019-06-25
    Foresters Advisory Services, Llc
    Phoenix, AZ
Other Businesses

1. CHRISTINE MELANCON LLC. OWNER FOR TAX PURPOSES ONLY 2. SUCCESSOR TRUSTEE FOR AARON J CUNNINGHAM TRUST

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-03-21
S63 Uniform Securities Agent State Law Examination 2008-05-16
  • S65 Uniform Investment Adviser Law Examination
    2016-03-21
  • S63 Uniform Securities Agent State Law Examination
    2008-05-16
Other Names
  • Christine Ann Rice
  • Christine Ann Rice

View on SEC IAPD

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