Guillermo Ramirez

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2025-04-25

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Alpha Express Transport Llc	Phoenix	AZ	01/2016	06/2017
Assetmark Financial, Inc.	Phoenix	AZ	07/2017	11/2020
Assetmark Brokerage, Llc	Phoenix	AZ	07/2017	11/2020
Robinhood Financial, Llc	Tempe	AZ	04/2021	08/2022
Unemployed	Gilbert	AZ	11/2020	04/2021
Robinhood Markets, Inc	Tempe	AZ	06/2022	08/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chandler	AZ	10/2022	04/2025
Bank Of America, N.A.	Chandler	AZ	01/2023	04/2025
Unemployed	Queen Creek	AZ	09/2022	10/2022
Charles Schwab & Co., Inc	Phoenix	AZ	04/2025	Present
Charles Schwab Bank Ssb	Phoenix	AZ	04/2025	Present

01/2016 → 06/2017

Alpha Express Transport Llc

Phoenix, AZ
07/2017 → 11/2020

Assetmark Financial, Inc.

Phoenix, AZ
07/2017 → 11/2020

Assetmark Brokerage, Llc

Phoenix, AZ
04/2021 → 08/2022

Robinhood Financial, Llc

Tempe, AZ
11/2020 → 04/2021

Unemployed

Gilbert, AZ
06/2022 → 08/2022

Robinhood Markets, Inc

Tempe, AZ
10/2022 → 04/2025

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ
01/2023 → 04/2025

Bank Of America, N.A.

Chandler, AZ
09/2022 → 10/2022

Unemployed

Queen Creek, AZ
04/2025 → Present

Charles Schwab & Co., Inc

Phoenix, AZ
04/2025 → Present

Charles Schwab Bank Ssb

Phoenix, AZ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-01-11
S63	Uniform Securities Agent State Law Examination	2021-09-10

Other Firms