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Mathew Underwood

Wells Fargo Clearing Services, LLC

Asheville, NC

Waynesville, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-24
NC RA APPROVED 2020-10-15
  • TX RA
    APPROVED_RES
    Since 2025-05-24
  • NC RA
    APPROVED
    Since 2020-10-15

Branch Locations

190 Biltmore Ave, Asheville, NC 28801 • United States

52 Walnut St Stes 3, 5 & 6, Waynesville, NC 28786 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 02/2008 10/2020
Wells Fargo Clearing Services, Llc Waynesville NC 10/2020 Present
Previous Registrations
  • 2008-04-14 → 2020-10-16
    Edward Jones
    Waynesville, NC
    St Louis, MO
    Lake Junaluska, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-11
  • S66 Uniform Combined State Law Examination
    2008-04-11
Other Names
  • Mathew B Underwood
  • Mathew Blake Underwood

View on SEC IAPD

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Other Offices

OPPENHEIMER & CO. INC. · ASHEVILLE, NC
CETERA INVESTMENT ADVISERS LLC · ASHEVILLE, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ASHEVILLE, NC
BEACON POINTE ADVISORS, LLC · Asheville, NC
BEACON POINTE ADVISORS, LLC · Asheville, NC
EDWARD JONES · ASHEVILLE, NC
LPL FINANCIAL LLC · ASHEVILLE, NC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Asheville, NC

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