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Kristen Lee Ericson

Raymond James & Associates, Inc.

Loves Park, IL

CRD 5487280

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-07-26
IL RA APPROVED 2008-06-19
  • TX RA
    APPROVED_RES
    Since 2024-07-26
  • IL RA
    APPROVED
    Since 2008-06-19

Branch Locations

4443 Marsh Hawk Drive, Loves Park, IL 61111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James And Associates Loves Park IL 01/2008 Present
  • 01/2008 → Present
    Raymond James And Associates
    Loves Park, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-18
  • S66 Uniform Combined State Law Examination
    2008-04-18
Other Names
  • Kristen Lee Pfeifer

View on SEC IAPD

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KLAAS FINANCIAL ASSET ADVISORS, LLC. · LOVES PARK, IL
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LPL FINANCIAL LLC · LOVES PARK, IL

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