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Kristen Lee Ericson

Raymond James & Associates, Inc.

Loves Park, IL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-07-26
IL RA APPROVED 2008-06-19
  • TX RA
    APPROVED_RES
    Since 2024-07-26
  • IL RA
    APPROVED
    Since 2008-06-19

Branch Locations

4443 Marsh Hawk Drive, Loves Park, IL 61111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James And Associates Loves Park IL 01/2008 Present
  • 01/2008 → Present
    Raymond James And Associates
    Loves Park, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-18
  • S66 Uniform Combined State Law Examination
    2008-04-18
Other Names
  • Kristen Lee Pfeifer

View on SEC IAPD

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