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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2013-05-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research Inc. | Fairfield | IA | 03/2013 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 05/2013 | Present |
1.NOTARY PUBLIC 271 OLD WIALPOLE RD KEENE, NH 03431. BEGAN 2/22/07 AS NOTARY PUBLIC. DEVOTES 0 INITIAL MONTLY HRS AND NONE DURING TRADING. 2.INDEPENDENT INSURANCE AGENT, 271 OLD WALPOLE RD, KEENE, NH, 6/2013 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 20/MO - 1/TRADING. 3.RENTAL PROPERTY OWNER, KEENE, NH, 6/2016 AS PROPERTY OWNER. NIR - 1/WK - 0/TRADING. 4.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 30/WK - 30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 5.BERGERON FINANCIAL. 271 Old Walpole Rd., Keene NH. 6/2014, IAR, DBA Name, INV REL, 160 HR/MO - 120 HR TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-05-15 |
| S63 | Uniform Securities Agent State Law Examination | 2009-12-21 |
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