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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-14
UT RA APPROVED 2016-02-11
  • TX RA
    APPROVED
    Since 2023-06-14
  • UT RA
    APPROVED
    Since 2016-02-11

Branch Locations

6695 S. 1300 East, Cottonwood Heights, UT 84121 • United States

Las Vegas, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 02/2015 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 02/2015 Present
Previous Registrations
  • 2008-05-06 → 2016-02-10
    Msi Financial Services, Inc.
    Sandy, UT
Other Businesses

1) GECKO INVESTMENTS, 111748 S 4210 W, SOUTH JORDAN, UT, 1228/2004 AS OWNER OF TWO RENTAL PROPERTIES LOCATED IN SALT LAKE CITY AND TAYLORSVILLE, UT. NIR - 5 HR/MO - 0/TRADING. 2) JON NIELSON, 6695 S 1300 E, COTTONWOOD HEIGHTS, UT, INDEPENDENT INSURANCE AGENT, 1/28/2017 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 2/MO - 2/TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 40/TRADING. 02/05/16. 4) RETIREMENT STRATEGY GROUP, 6695 S 1300 EAST, COTTONWOOD HEIGHTS, UT, 7/01/2009 AS OWNER S-CORP, NIR - 1/MO - 0/TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-14
  • S66 Uniform Combined State Law Examination
    2008-04-14
Designations
Other Names
  • Jon Nielson

View on SEC IAPD

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