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Erica Rae Newton

Wells Fargo Clearing Services, LLC

Champaign, IL

Champaign, IL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-01
IL RA APPROVED 2018-01-12
  • TX RA
    APPROVED_RES
    Since 2020-04-01
  • IL RA
    APPROVED
    Since 2018-01-12

Branch Locations

2237 S Neil St, Champaign, IL 61820 • United States

Champaign, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Champaign IL 08/2017 Present
First Financial Bank Champaign IL 12/2012 08/2017
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-12
  • S66 Uniform Combined State Law Examination
    2018-01-12
Other Names
  • Erica Rae Wakefield
  • Erica Wakefield
  • Erica Rae Light

View on SEC IAPD

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NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
HORACE MANN INVESTORS, INC.
SERRA VENTURES, LLC
EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

Blake A Lester
TODD ALLEN LESTER
JAMES ARTHUR PLOEGER
SHARON CHRISTINE ALLEN
Seth Stephen Elam
Pablo Andres Jimenez Zamora
RAYMON MICHAEL BROWN
DALY CHRISTA ANDERSSON

Other Offices

LESTER FINANCIAL GROUP, LLC · CHAMPAIGN, IL
STERLING WEALTH MANAGEMENT, INC. · CHAMPAIGN, IL
TENET WEALTH PARTNERS, LLC · CHAMPAIGN, IL
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · CHAMPAIGN, IL
HORACE MANN INVESTORS, INC. · Champaign, IL
SERRA VENTURES, LLC · CHAMPAIGN, IL
EDWARD JONES · CHAMPAIGN, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Champaign, IL

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