Inactive

James M Montgomery

Atwood & Palmer, Inc.

Kansas City, MO

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Current Employers

Atwood & Palmer, Inc.

4520 Madison Avenue Suite 200, Kansas City, MO 64111-3541 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2017-11-21

MO RA
APPROVED

Since 2017-11-21

Branch Locations

4520 Madison Avenue Suite 200, Kansas City, MO 64111-3541 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Overland Park	KS	04/2016	09/2017
Atwood & Palmer, Inc	Kansas City	MO	09/2017	Present

04/2016 → 09/2017

Charles Schwab & Co., Inc.

Overland Park, KS
09/2017 → Present

Atwood & Palmer, Inc

Kansas City, MO

Previous Registrations

2017-05-09 → 2017-10-06

Charles Schwab & Co., Inc.

Overland Park, KS

Phoenix, AZ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-05-09
S63	Uniform Securities Agent State Law Examination	2017-01-06

S65 Uniform Investment Adviser Law Examination

2017-05-09
S63 Uniform Securities Agent State Law Examination

2017-01-06

View on SEC IAPD

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