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Current Employers
The Patriot Financial Group, Llc

55 West Street Suite 201, Walpole, MA 02081 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2020-05-26
  • CT RA
    APPROVED
    Since 2020-05-26

Branch Locations

15 North Main Street Suite 101, West Hartford, CT 06107 • United States

55 West Street Suite 201, Walpole, MA 02081 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Partners Windsor CT 09/2014 02/2017
Voya Financial Windsor CT 09/2014 02/2017
Massachusetts Mutual Life Insurance Company Springfield MA 04/2017 12/2018
Mml Distributors, Llc Enfield CT 06/2017 12/2018
Securities America, Inc. West Hartford CT 12/2018 12/2022
The Patriot Financial Group West Hartford CT 09/2019 Present
Riverside Retirement Advisors West Hartford CT 09/2019 Present
Cetera Financial Specialists Llc Schaumburg IL 12/2022 Present
Seifert Holdings, Llc West Hartford CT 12/2018 Present
  • 09/2014 → 02/2017
    Voya Financial Partners
    Windsor, CT
  • 09/2014 → 02/2017
    Voya Financial
    Windsor, CT
  • 04/2017 → 12/2018
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 06/2017 → 12/2018
    Mml Distributors, Llc
    Enfield, CT
  • 12/2018 → 12/2022
    Securities America, Inc.
    West Hartford, CT
  • 09/2019 → Present
    The Patriot Financial Group
    West Hartford, CT
  • 09/2019 → Present
    Riverside Retirement Advisors
    West Hartford, CT
  • 12/2022 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 12/2018 → Present
    Seifert Holdings, Llc
    West Hartford, CT
Other Businesses

1) PATRIOT FINANCIAL GROUP; WEST HARTFORD, CT; INVESTMENT RELATED; INVESTMENT ADVISORY SERVICES; SINCE 09/2019; 160 HOURS/MO 2) RIVERSIDE RETIREMENT ADVISORS; WEST HARTFORD, CT; INVESTMENT RELATED; DBA FOR INVESTMENT ADVISORY SERVICES; FINANCIAL ADVISOR; SINCE 09/2019; 160 HOURS/MO 3) NAME OF OTHER BUSINESS: NORTHWEST CT HUMAN RESOURCE ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: NON PROFIT BOARD; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: VP OF MEMBERSHIP; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HELP GROW THE ORGANIZATION, PLANNING EVENTS FOR MEMBER/PROSPECTS, FOLLOWING ON UP MEMBERSHIP QUESTIONS; 4) NAME OF OTHER BUSINESS: SEIFERT HOLDINGS, LLC INVESTMENT RELATED: YES, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: LLC, START DATE:12/2018, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: LLC TO RECEIVE ADVISORY FEES PAID BY RIA;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-05-23
S63 Uniform Securities Agent State Law Examination 2013-01-30
  • S65 Uniform Investment Adviser Law Examination
    2020-05-23
  • S63 Uniform Securities Agent State Law Examination
    2013-01-30
Other Names
  • Adam K Seifert

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