Best Investors Account Sign in
Inactive

James Boyd Rabasca

Summit Financial, LLC

Parsippany, NJ

Claim This Profile
Current Employers
Summit Financial, Llc

4 Campus Drive, Parsippany, NJ 07054 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-08-10
  • NJ RA
    APPROVED
    Since 2020-08-10

Branch Locations

4 Campus Drive, Parsippany, NJ 07054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P./Mercer Allied Parsippany NJ 03/2014 07/2020
Summit Financial, Llc Parsippany NJ 08/2020 Present
  • 03/2014 → 07/2020
    The Ayco Company, L.P./Mercer Allied
    Parsippany, NJ
  • 08/2020 → Present
    Summit Financial, Llc
    Parsippany, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-30
  • S66 Uniform Combined State Law Examination
    2015-03-30
Other Names
  • Jim Rabasca

View on SEC IAPD

Other Firms

HENNION & WALSH ASSET MANAGEMENT, INC.
M.K. BYRNE & CO. LLC
CORE PLANNING
LPL FINANCIAL LLC
FGH INVESTMENT ADVISORS, LLC
CETERA INVESTMENT ADVISERS LLC
PFS INVESTMENTS INC.
RONALD GELOK & ASSOCIATES, LLC

Other Investors

JOHN VINCENT WALLACE
JOSEPH ISMAEL RODRIGUEZ
Cal Jason Smith
PATRICK MICHAEL STANTON
JUSTIN TAEJUN YOON
MATTHEW PAUL PANEK
FRANK MICHAEL IMBRIACO
VIJAY LEVENTHAL

Other Offices

HENNION & WALSH ASSET MANAGEMENT, INC. · PARSIPPANY, NJ
M.K. BYRNE & CO. LLC · PARSIPPANY, NJ
CORE PLANNING · Parsippany, NJ
LPL FINANCIAL LLC · PARSIPPANY, NJ
FGH INVESTMENT ADVISORS, LLC · PARSIPPANY, NJ
CETERA INVESTMENT ADVISERS LLC · PARSIPPANY, NJ
PFS INVESTMENTS INC. · PARSIPPANY, NJ
RONALD GELOK & ASSOCIATES, LLC · Parsippany, NJ

More in Parsippany, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor