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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2015-06-22 |
Branch Locations
16700 Statesville Rd, Huntersville, NC 28078 • United States
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
352 Williamson Rd, Mooresville, NC 28117 • United States
221 E Broad St, Statesville, NC 28677 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Statesville | NC | 01/2007 | Present |
| Wells Fargo Advisors Llc | Statesville | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Statesville | NC | 11/2016 | Present |
I-CARE, INC, INVT RELATED, STATESVILLE, NC, FINANCE COMMITTEE MEMBER, START DATE 6/24/2024, 1 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS TO REVIEW AND MONITOR BUDGET AND AMENDMENTS, CORPORATE CONTRACTS, FINANCIAL POLICIES, REVIEWS AND RECOMMENDS AUDITOR AND PRESENTS ANNUAL AUDIT TO BOARD OF DIRECTORS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-17 |
| S63 | Uniform Securities Agent State Law Examination | 2008-03-27 |
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