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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
Branch Locations
1731 Technology Dr Suite 600, San Jose, CA 95110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | San Jose | CA | 03/2010 | 11/2024 |
| Prudential Insurance Company Of America | San Jose | CA | 03/2010 | Present |
| Lpl Enterprise, Llc | Plesant Hill | CA | 11/2024 | Present |
1) 06/25/2025-Silphy Ou-Owner-Real Estate Rental-Inv related-At Marina, CA-Start date 11/15/2024-4hrs/mth-0hrs/mth during trading 2) 07/01/2025-Silphy Ou-Owner-Real Estate Rental-Inv related-At Santa Clara, CA-Start date 02/02/1998-hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 2008-07-02 |
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