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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-12-12 |
| ND | RA | APPROVED | 2018-09-24 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of The West | Fargo | ND | 02/1989 | 08/2018 |
| Bancwest Investment Services, Inc. | Fargo | ND | 05/2006 | 05/2018 |
| Edward Jones | St.LOuis | MO | 08/2018 | Present |
Diocese of Fargo Investment Committee (IC) Fargo, ND Start date: 8/12/2022 Member Hours per week: 0 Hours during trading: 0 Review outside investment manager performance, discuss strategy.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-25 |
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