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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2008-12-26 |
Branch Locations
7810 Tylersville Square Drive, West Chester, OH 45069 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities | Cincinnati | OH | 11/2008 | Present |
Riley Home Improvements LLC - 4927 Tillinghast Ct Mason Ohio 45040 - residential remodeling - owner - 10 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm ------------------------------------------------------------------------- OHSAA Baseball - Mason, OH 45040 - high school umpire - 6 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-28 |
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