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Inactive

Ryan Dow

Mattern Capital Management, LLC

Lakewood, CO

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Current Employers
Mattern Capital Management, Llc

165 S. Union Blvd Suite 780, Lakewood, CO 80228 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2021-06-02
TX RA APPROVED 2021-06-02
  • CO RA
    APPROVED
    Since 2021-06-02
  • TX RA
    APPROVED
    Since 2021-06-02

Branch Locations

165 S. Union Blvd Suite 780, Lakewood, CO 80228 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Lakewood CO 09/2010 11/2016
Wells Fargo Clearing Services, Llc Lakewood CO 11/2016 05/2021
Mattern Capital Management, Llc Lakewood CO 06/2021 Present
Previous Registrations
  • 2010-08-05 → 2022-07-20
    Wells Fargo Clearing Services, Llc
    St. Louis, MO
    Greenwood Village, CO
    St. Louis, MO
    Lakewood, CO
    Denver, CO
  • 2008-04-07 → 2010-08-05
    Wells Fargo Investments, Llc
    Denver, CO
    Denver, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-04
  • S66 Uniform Combined State Law Examination
    2008-04-04
Designations
Other Names
  • Ryan Marshall Dow

View on SEC IAPD

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Other Offices

FINANCIAL SECURITY MANAGEMENT, INC · LAKEWOOD, CO
EDWARD JONES · LAKEWOOD, CO
ALLSTATE FINANCIAL ADVISORS, LLC · Lakewood, CO
STATE FARM INVESTMENT MANAGEMENT CORP. · LAKEWOOD, CO
EDWARD JONES · LAKEWOOD, CO
WELLS FARGO CLEARING SERVICES, LLC · LAKEWOOD, CO
CETERA INVESTMENT ADVISERS LLC · LAKEWOOD, CO
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LAKEWOOD, CO

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