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Mark Edward Schuurman

Wells Fargo Clearing Services, LLC

Oak Brook, IL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-05-13
IL RA APPROVED 2024-04-30
  • TX RA
    APPROVED_RES
    Since 2024-05-13
  • IL RA
    APPROVED
    Since 2024-04-30

Branch Locations

1515 W 22Nd St Ste 700, Oak Brook, IL 60523 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc. Oakbrook Terrace IL 01/2008 04/2024
Wells Fargo Clearing Services, Llc Oak Brook IL 04/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-31
  • S66 Uniform Combined State Law Examination
    2014-01-31
Designations
Other Names
  • Mark Schuurman

View on SEC IAPD

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NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Oak Brook, IL
WEALTHQUEST CORPORATION · OAK BROOK, IL
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