Best Investors
Account
Sign in
Best Investors
Account
Sign in
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2022-11-01 |
Branch Locations
4908 S Technopolis Dr, Sioux Falls, SD 57106 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hometown Investment Services | Sioux Falls | SD | 06/2016 | 06/2017 |
| Raymond James Financial Services, Inc | Sioux Falls | SD | 11/2012 | 08/2022 |
| Raymond James Financial Services Advisors Inc. | Sioux Falls | SD | 10/2013 | 08/2022 |
| Great Western Bank | Sioux Falls | SD | 06/2016 | 08/2022 |
| Unemployed | Sioux Falls | SD | 08/2022 | 11/2022 |
| Raymond James Financial Services, Inc | Sioux Falls | SD | 11/2022 | Present |
| Raymond James Financial Services Advisors, Inc | Sioux Falls | SD | 11/2022 | Present |
(1)Name of Business: Legacy Financial Group Address: 4908 S Technopolis Dr, Sioux Falls, SD, 57106, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 11/01/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Client related securities business
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 2011-06-30 |
Reach out to this advisor