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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2020-06-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade | St. Louis | MO | 06/2009 | 03/2018 |
| Unemployed | St. Louis | MO | 03/2018 | 12/2018 |
| Cutter And Company | Ballwin | MO | 12/2018 | 03/2020 |
| Saleeby & Associates | St. Charles | MO | 12/2018 | 03/2020 |
| Stifel Nicolaus & Co Inc | St. Louis | MO | 03/2020 | Present |
1. Battling Together; 2130 Hickory Dr, Chesterfield, MO 63005; The goal is to generate funds to be donated to Leukemia and Lymphoma society. The funds will be generated through races and golf; Founder; 09/09/2022; 2 Hours per Week; Not during securities trading hours; Not Investment-Related. 2. Leukemia and Lymphoma Society; St Louis, MO 63126; Help raise funds for cancer research; LLS Visionary Leadership Committee; Help Visionaries throughout the campaign; 09/30/2024; 2 Hours per Week; Not during Securities Trading Hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-05-31 |
| S63 | Uniform Securities Agent State Law Examination | 2010-11-27 |
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