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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-08 |
| TX | RA | APPROVED_RES | 2023-06-08 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mistretta Associates | Sacramento | CA | 12/2007 | 02/2024 |
| Avantax Investment Services, Inc. | Sacramento | CA | 11/2011 | 06/2023 |
| Avantax Advisory Services | Sacramento | CA | 11/2011 | 06/2023 |
| Mistretta Private Client Advisory | Sacramento | CA | 05/2026 | Present |
| Mistretta Management, Llc | Sacramento | CA | 06/2014 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 06/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Mistretta Associates | Sacramento | CA | 12/2007 | 02/2024 |
| Mmrs Accountancy Corporation | Sacramento | CA | 02/2024 | 02/2026 |
| Mistretta Associates Financial Investment Advisors | Sacramento | CA | 02/2024 | Present |
| Mistretta Private Advisory, Cpas, Pc | Sacramento | CA | 02/2026 | Present |
1) SALES OF FIXED ANNUITIES, NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, SINCE 03/2008, 5H/WEEK. 2) NAME OF OTHER BUSINESS: MISTRETTA MANAGEMENT, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BUSINESS CONSULTING AND PROPERTY MANAGEMENT; START DATE: 6/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 8; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: CONDUCT GENERAL BUSINESS CONSULTING AND PROPERTY MANAGEMENT; 3) NAME OF OTHER BUSINESS: MISTRETTA ASSOCIATES FINANCIAL INVESTMENT ADVISORS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 2/2024; POSITION/TITLE/RELATIONSHIP: OWNER/FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 25; APX NUMBER OF HOURS DURING TRADING HOURS: 25; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4) NAME OF OTHER BUSINESS: MISTRETTA PRIVATE ADVISORY, CPAS, PC INVESTMENT RELATED: NO ADDRESS: SAMEASREGISTEREDLOCATION NATURE OF BUSINESS: CPA START DATE: 02/12/2026 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 4 BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR DAY-TO-DAY OPERATIONS OF AN ACCOUNTING FIRM. 5) NAME OF OTHER BUSINESS: MISTRETTA PRIVATE CLIENT ADVISORY; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 5/2026, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 30, APX NUMBER OF HOURS DURING TRADING HOURS: 20, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-05-07 |
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