Sarah Jo Moldan

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2008 → 07/2021
  Waddell & Reed, Inc.
  Great Falls, MT
• 07/2008 → 07/2021
  Various Insurance Carriers For W & R Insurance Agencies
  Great Falls, MT
• 04/2011 → Present
  Sarah J Benton Llc
  Great Falls, MT
• 05/2015 → Present
  High Plains Team Llc
  Great Falls, MT
• 11/2019 → Present
  Cascade Farmers Mutual Insurance Company
  Great Falls, MT
• 04/2011 → Present
  Sarah Moldan Llc
  Great Falls, MT
• 07/2021 → Present
  Lpl Financial, Llc
  Great Falls, MT

Previous Registrations

• 2008-07-16 → 2021-07-21
  Waddell & Reed
  Havre, MT
  Havre, MT
  Great Falls, MT
  Havre, MT
  Great Falls, MT
  Billings, MT
  Seattle, WA
  Great Falls, MT
  Havre, MT

Other Businesses

1. 8/24/2021 - Sarah Peebles-Moldan Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 09/13/2021 - Cascade Farmers Mutual Insurance Company - For-Profit Board Member - Board Member - Not Investment Related - 5000 9th Ave S, Great Falls, MT, 59405 - Started 10/2019 3. 09/13/2021 - Sarah Peebles Moldan Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/2021 4. 09/13/2021 - Sarah Moldan, LLC - Business Entity For Tax/Investment Purposes Only - Owner - Not Investment Related - Home Based - 2 Hours Per Month

Exams

• S66 Uniform Combined State Law Examination
  2008-07-15

Other Names

• Sarah Benton
• Sarah Peebles Benton
• Sarah Jo Benton