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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-08-27 |
| TX | RA | APPROVED | 2024-06-28 |
| WA | RA | APPROVED | 2024-05-24 |
Branch Locations
601 Union Street, Two Union Square Suite 5200, Seattle, WA 98101 • United States
555 California Street Pwm, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Zachary Scott & Co. | Seattle | WA | 04/2007 | 01/2022 |
| Bmo Capital Markets Corp. | Seattle | WA | 03/2022 | 05/2024 |
| Morgan Stanley | Seattle | WA | 05/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 2022-07-08 |
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