Christopher J Wittman

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2024-03-05

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Scottrade, Inc.	Spokane	WA	08/2016	02/2018
Td Ameritrade, Inc.	Spokane	WA	12/2017	12/2020
Td Ameritrade Investment Management, Llc	Omaha	NE	02/2018	12/2020
Edward Jones	St Louis	MO	12/2020	02/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Spokane	WA	02/2024	Present
Bank Of America, N.A.	Spokane	WA	03/2024	Present

08/2016 → 02/2018

Scottrade, Inc.

Spokane, WA
12/2017 → 12/2020

Td Ameritrade, Inc.

Spokane, WA
02/2018 → 12/2020

Td Ameritrade Investment Management, Llc

Omaha, NE
12/2020 → 02/2024

Edward Jones

St Louis, MO
02/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Spokane, WA
03/2024 → Present

Bank Of America, N.A.

Spokane, WA

2020-12-16 → 2024-02-22

Edward Jones

Spokane, WA

Spokane, WA
2018-02-27 → 2020-12-17

Td Ameritrade, Inc.

Spokane, WA
2018-02-26 → 2020-12-17

Td Ameritrade Investment Management, Llc

Omaha, NE

Spokane, WA
2017-01-27 → 2018-02-26

Scottrade Investment Management

Saint Louis, MO
2016-01-15 → 2016-08-10

Wells Fargo Clearing Services, Llc

Spokane, WA
2009-08-31 → 2015-09-16

Td Ameritrade, Inc.

Long Beach, CA
2009-08-31 → 2015-09-16

Td Ameritrade Investment Management, Llc

Long Beach, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-08-29
S63	Uniform Securities Agent State Law Examination	2001-12-22

Other Firms