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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2016-11-14 |
| TX | RA | APPROVED | 2016-11-10 |
Branch Locations
14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 01/2008 | Present |
| Cross Of Christ Lutheran Church | Anthem | AZ | 11/2014 | 06/2018 |
| Broken Blessings Production | Cave Creek | AZ | 09/2018 | Present |
| Vanguard Marketing Corporation | Scottsdale | AZ | 01/2008 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 11/2016 | Present |
NAME OF BUSINESS: BROKEN BLESSINGS PRODUCTIONS NON-INVESTMENT-RELATED ADDRESS: CAVE CREEK, AZ NATURE OF BUSINESS: MUSIC POSITION: MUSICIAN START DATE: 09/2018 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PERFORM NAME OF BUSINESS: EXECUTOR FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: CAVE CREEK, AZ NATURE OF BUSINESS: FIDUCIARY POSITION: EXECUTOR START DATE: 01/2022 APPROXIMATE HOURS/MONTH: 5 HOURS DEVOTED DURING TRADING HOURS: 1 DUTIES: EXECUTOR
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-02-26 |
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