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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-09-02
  • CA RA
    APPROVED
    Since 2016-09-02

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Chula Vista, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Houston TX 11/2015 09/2016
Raymond James & Associates, Inc. San Diego CA 09/2016 Present
Previous Registrations
  • 2015-08-05 → 2015-10-27
    Next Financial Group, Inc.
    Houston, TX
    Houston, TX
  • 2014-05-19 → 2015-02-06
    Cuso Financial Services, L.P.
    San Diego, CA
    San Diego, CA
  • 2010-01-05 → 2013-12-17
    San Diego, CA
Other Businesses

1)BADGETT FAMILY TRUST-TRUSTEE (FOR PERSONAL/FAMILY) OWNERSHIP 0% 1 HOUR PER MONTH TERM-INDEFINITE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-31
  • S66 Uniform Combined State Law Examination
    2009-12-31
Other Names
  • Sean J Neal

View on SEC IAPD

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