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Tyler Patrick Whalen

Wells Fargo Clearing Services, LLC

Greenwood Village, CO

Greenwood Village, CO

Lone Tree, CO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-09-02
  • CO RA
    APPROVED
    Since 2022-09-02

Branch Locations

5613 Dtc Pkwy [Rf-Rbo], Greenwood Village, CO 80111 • United States

5613 Dtc Parkway 9Th Fl [Mb-Rbo], Greenwood Village, CO 80111 • United States

9233 E Lincoln Ave, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Lone Tree CO 01/2011 11/2016
Wells Fargo Clearing Services, Llc Lone Tree CO 11/2016 02/2018
Us Bancorp Investments, Inc. Highlands Ranch CO 02/2018 09/2022
Wells Fargo Clearing Services, Llc Greenwood Village CO 09/2022 Present
Previous Registrations
  • 2018-02-15 → 2022-09-09
    U.S. Bancorp Investments, Inc.
    Highlands Ranch, CO
    Denver, CO
    Lone Tree, CO
    Greenwood Village, CO
    Littleton, CO
    Highlands Ranch, CO
    Highlands Ranch, CO
  • 2011-01-03 → 2018-02-21
    Wells Fargo Clearing Services, Llc
    Colorado Springs, CO
    Denver, CO
    Lone Tree, CO
    Denver, CO
    Englewood, CO
    Greenwood Village, CO
  • 2008-04-07 → 2011-01-03
    Wells Fargo Investments, Llc
    Denver, CO
    Colorado Springs, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-04
  • S66 Uniform Combined State Law Examination
    2008-04-04

View on SEC IAPD

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Other Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO
MORGAN STANLEY · Greenwood Village, CO
RBC CAPITAL MARKETS, LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
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