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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-11-06 |
Branch Locations
323 Orange Rd, Montclair, NJ 07042 • United States
265 Bloomfield Ave, Caldwell, NJ 07006 • United States
597 Valley Rd, Upper Montclair, NJ 07043 • United States
622 Eagle Rock Ave, West Orange, NJ 07052 • United States
151 Eagle Rock Ave, Roseland, NJ 07068 • United States
620 Bloomfield Ave, Verona, NJ 07044 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Bank | Wayne | NJ | 07/2015 | 09/2017 |
| Pnc Investments Llc | Wayne | NJ | 07/2015 | 09/2017 |
| Provident Bank | Vernon | NJ | 09/2017 | 11/2023 |
| Cetera Investment Advisers Llc | Vernon | NJ | 09/2017 | 11/2023 |
| Cetera Investment Services Llc | St.CLoud | MN | 09/2017 | 11/2023 |
| Flagstar Bank N.A. | West Orange | NJ | 11/2023 | Present |
| Lpl Financial Llc | West Orange | NJ | 11/2023 | Present |
1. 02/02/2024 - Flagstar Wealth Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 2/2/2024
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 2008-08-01 |
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