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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-12-03
FL RA APPROVED 2021-12-10
  • TX RA
    APPROVED_RES
    Since 2024-12-03
  • FL RA
    APPROVED
    Since 2021-12-10

Branch Locations

2333 Ponce De Leon Blvd. Suite 500, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Aventura FL 10/2014 12/2021
Morgan Stanley Private Bank, National Association New York NY 01/2015 12/2021
Raymond James & Associates, Inc. Coral Gables FL 12/2021 Present
Previous Registrations
  • 2014-10-17 → 2021-12-22
    Aventura, FL
  • 2012-10-01 → 2014-10-27
    Miami, FL
    Miami Lakes, FL
    Aventura, FL
    Aventura, FL
    Miami Lakes, FL
    Miami Lakes, FL
  • 2009-06-30 → 2012-10-01
    Chase Investment Services Corp.
    Miami Lakes, FL
    Miami, FL
    Aventura, FL
    Miami Lakes, FL
    Miami Lakes, FL
  • 2008-09-02 → 2009-02-17
    Morgan Stanley & Co. Llc
    Miami, FL
  • 2008-04-18 → 2008-09-23
    Boca Raton, FL
Other Businesses

(1)Name of Business: Appaloosa Farms LLC Address: 6601 appaloosa trail, southwest ranches , FL, 33330, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: No Start Date: 06/12/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This LLC is only to be used for horse boarding and collecting a boarding fee from horse owners for utilizing our barn/stall. My wife will be in charge of all responsibilities associated with the above. (2)Name of Business: Woodland Trail LLC Address: 1620 Lenape dr, Miami Springs, FL, 33166, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 08/14/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My wife/partner will manage the property and all duties involved

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-16
  • S66 Uniform Combined State Law Examination
    2008-04-16
Other Names
  • John Williams
  • John Wiiliams

View on SEC IAPD

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