Brian Francis Pearce

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2007 → 09/2019
  First Clearing, Llc
  Richmond, VA
• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Saint Louis, MO
• 11/2016 → 09/2019
  Wells Fargo Clearing Services, Llc
  Saint Louis, MO
• 09/2019 → Present
  Lpl Financial Llc
  Fort Mill, SC
• 06/2022 → Present
  Sagepoint Financial, Inc.
  Phoenix, AZ

Previous Registrations

• 2019-10-09 → 2021-12-10
  Lpl Financial Llc
  Fort Mill, SC
• 2012-03-14 → 2019-09-10
  Wells Fargo Clearing Services, Llc
  St. Louis, MO

Exams

• S66 Uniform Combined State Law Examination
  2012-03-13

Other Names

• Brian F Pearce