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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2023-08-10
TX RA APPROVED_RES 2023-08-10
  • NE RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2023-08-10

Branch Locations

314 N 5Th St, Norfolk, NE 68701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Heritage Financial Services Lincoln NE 01/2008 Present
Minnesota Life Insurance Company St. Paul MN 01/2008 08/2023
Securian Financial Services, Inc. St. Paul MN 01/2008 08/2023
Conover & Knake Llc Norfolk NE 03/2018 Present
Cetera Wealth Services, Llc Norfolk NE 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Coco Bongo Llc Lees Summit MO 02/2023 Present
Kc Slides Llc Norfolk NE 01/2026 Present
Kc Slides Re Llc Dba Slick City Lees Summit MO 01/2026 Present
Conover Investments Llc Norfolk NE 11/2025 Present
  • 01/2008 → Present
    Heritage Financial Services
    Lincoln, NE
  • 01/2008 → 08/2023
    Minnesota Life Insurance Company
    St. Paul, MN
  • 01/2008 → 08/2023
    Securian Financial Services, Inc.
    St. Paul, MN
  • 03/2018 → Present
    Conover & Knake Llc
    Norfolk, NE
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Norfolk, NE
  • 08/2023 → Present
    Schaumburg, IL
  • 02/2023 → Present
    Coco Bongo Llc
    Lees Summit, MO
  • 01/2026 → Present
    Kc Slides Llc
    Norfolk, NE
  • 01/2026 → Present
    Kc Slides Re Llc Dba Slick City
    Lees Summit, MO
  • 11/2025 → Present
    Conover Investments Llc
    Norfolk, NE
Previous Registrations
  • 2008-02-22 → 2023-08-10
    Securian Financial Services, Inc.
    Norfolk, NE
    Lincoln, NE
    St. Paul, MN
Other Businesses

1. WHITE WATER WASH POSITION: Owner NATURE: Business Owner INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2016 ADDRESS: , Norfolk NE , United States DESCRIPTION: Owner 2. CONOVER PROPERTIES LLC POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2014 ADDRESS: 2501 Timber Meadows Ln, Norfolk NE 68701, United States DESCRIPTION: Property Addresses: 120 S. 3rd St, Norfolk, NE 68701320 S Main, Madison, Ne 68748223 S. Main, Madison, Ne 68748201 S. Main, Madison, NE 68748115 (not 113) E. 2nd St, Tilden, NE 68781 110 E. 2nd St, Tilden, NE 68781 3. TUNNEL CAR WASHES POSITION: Member NATURE: Car Washes INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 7 START DATE: 06/01/2020 ADDRESS: 2501 Timber Meadows Lane, Norfolk NE 68701, United States DESCRIPTION: There are 4 members to this LLC. My role will be primarily finding land in various territories and helping as needed when working with the municipalities or areas as needed for development. 4. CONOVER & KNAKE LLC POSITION: Member NATURE: Financial Planning Firm INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 10 START DATE: 03/15/2018 ADDRESS: 314 N. 5th Street, Norfolk NE 68701, United States DESCRIPTION: Casey and I purchased Heritage Financial Services January 1st of this year 5. OMAHA OFFICE PROPERTY POSITION: Member NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/20/2021 ADDRESS: 314 N. 5th St. Ste 400, Norfolk NE 68701, United States DESCRIPTION: Business building for our Omaha location. 6. HFS INSURANCE GROUP LLC POSITION: Owner NATURE: Health Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2023 ADDRESS: 314 N. 5th St. Ste 400, Norfolk NE 68701, United States DESCRIPTION: This is an entity we will use to share in the proceeds from Health Insurance. 7. NAME OF OTHER BUSINESS: COCO BONGO LLC; INVESTMENT RELATED: NO; ADDRESS: 2620 NE MCBAINE, LEES SUMMIT, MO 64002; NATURE OF BUSINESS: LLC; START: 9/2025; TITLE: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 3; DUTIES: LLC FOR HOTEL/WEDDING VENUE & SLICK CITY ACTION AMUSEMENT PARKS; 8. NAME OF OTHER BUSINESS: HERITAGE FINANCIAL SERVICES DBA HFS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START: 01/2020; TITLE: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; DUTIES: DBA FOR FINANCIAL AND INSURANCE SERVICES; 9. NAME OF OTHER BUSINESS: CONOVER INVESTMENTS LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START: 01/2026; TITLE: MEMBER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; DUTIES: DBA TO COLLECT FEES AND COMPENSATION; 10. NAME OF OTHER BUSINESS: KC SLIDES LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCTION; NATURE OF BUSINESS: SLIDE ENTERTAINMENT PARKS; START: 01/2026; TITLE: MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; DUTIES: DEVELOPMENT AND INITIAL HIRING/TRAINING OF THE EMPLOYEES AND MANAGER; 11. NAME OF OTHER BUSINESS: KC SLIDES RE LLC DBA SLICK CITY; INVESTMENT RELATED: NO; ADDRESS: LEES SUMMIT, MO 64063; NATURE OF BUSINESS: REAL ESTATE TO BE LEASED; START: 01/2026; TITLE: MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; DUTIES: ASSIST IN DEVELOPMENT; 12. NAME OF OTHER BUSINESS: CONOVER INVESTMENTS LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START: 11/2025; TITLE: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; DUTIES: EXPENSE MANAGEMENT;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-31
  • S66 Uniform Combined State Law Examination
    2008-01-31

View on SEC IAPD

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